{"id":347408,"date":"2024-10-20T00:26:05","date_gmt":"2024-10-20T00:26:05","guid":{"rendered":"https:\/\/pdfstandards.shop\/product\/uncategorized\/bs-iso-109622019\/"},"modified":"2024-10-25T23:56:31","modified_gmt":"2024-10-25T23:56:31","slug":"bs-iso-109622019","status":"publish","type":"product","link":"https:\/\/pdfstandards.shop\/product\/publishers\/bsi\/bs-iso-109622019\/","title":{"rendered":"BS ISO 10962:2019"},"content":{"rendered":"
PDF Pages<\/th>\n | PDF Title<\/th>\n<\/tr>\n | ||||||
---|---|---|---|---|---|---|---|
2<\/td>\n | National foreword <\/td>\n<\/tr>\n | ||||||
8<\/td>\n | Foreword <\/td>\n<\/tr>\n | ||||||
9<\/td>\n | Introduction <\/td>\n<\/tr>\n | ||||||
11<\/td>\n | 1 Scope 2 Normative references 3 Terms and definitions 4 Conventions and principles <\/td>\n<\/tr>\n | ||||||
12<\/td>\n | 5 CFI allocation 5.1 General <\/td>\n<\/tr>\n | ||||||
13<\/td>\n | 5.2 Existing CFIs and existing securities without a CFI 6 Codes and definitions 6.1 Categories 6.2 Equities \u2014 E-*-*-*-*-*- 6.2.1 Description <\/td>\n<\/tr>\n | ||||||
14<\/td>\n | 6.2.2 Common\/ordinary shares \u2014 E-S-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
15<\/td>\n | 6.2.3 Preferred\/preference shares \u2014 E-P-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
16<\/td>\n | 6.2.4 Common\/ordinary convertible shares \u2014 E-C-*-*-*-*- 6.2.5 Preferred\/preference convertible shares \u2014 E-F-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
17<\/td>\n | 6.2.6 Limited partnership units \u2014 E-L-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
18<\/td>\n | 6.2.7 Depositary receipts on equities \u2014 E-D-*-*-*-*- 6.2.8 Structured instruments (participation) \u2014 E-Y-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
20<\/td>\n | 6.2.9 Others (miscellaneous) \u2014 E-M-X-X-X-*- 6.3 CIVs \u2014 C-*-*-*-*-*- 6.3.1 Description <\/td>\n<\/tr>\n | ||||||
21<\/td>\n | 6.3.2 Standard (vanilla) investment funds\/mutual funds \u2014 C-I-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
22<\/td>\n | 6.3.3 Hedge funds \u2014 C-H-*-X-X-X- 6.3.4 REITs \u2014 C-B-*-*-X-*- <\/td>\n<\/tr>\n | ||||||
23<\/td>\n | 6.3.5 ETFs \u2014 C-E-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
24<\/td>\n | 6.3.6 Pension funds \u2014 C-S-*-*-*-*- 6.3.7 Funds of funds \u2014 C-F-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
25<\/td>\n | 6.3.8 Private equity funds \u2014 C-P-*-*-*-*- 6.3.9 Others (miscellaneous) \u2014 C-M-X-X-X-*- <\/td>\n<\/tr>\n | ||||||
26<\/td>\n | 6.4 Debt instruments \u2014 D-*-*-*-*-*- 6.4.1 Description 6.4.2 Bonds \u2014 D-B-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
28<\/td>\n | 6.4.3 Convertible bonds \u2014 D-C-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
29<\/td>\n | 6.4.4 Bonds with warrants attached \u2014 D-W-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
30<\/td>\n | 6.4.5 Medium term notes \u2014 D-T-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
31<\/td>\n | 6.4.6 Money market instruments \u2014 D-Y-*-*-X-*- 6.4.7 Structured instruments (capital protection) \u2014 D-S-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
33<\/td>\n | 6.4.8 Structured instruments (without capital protection) \u2014 D-E-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
35<\/td>\n | 6.4.9 Mortgage-backed securities \u2014 D-G-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
36<\/td>\n | 6.4.10 Asset-backed securities \u2014 D-A-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
37<\/td>\n | 6.4.11 Municipal bonds \u2014 D-N-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
38<\/td>\n | 6.4.12 Depositary receipts on debt instruments \u2014 D-D-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
39<\/td>\n | 6.4.13 Others (miscellaneous) \u2014 D-M-*-X-X-*- 6.5 Entitlements (rights) \u2014 R-*-*-*-*-*- 6.5.1 Description 6.5.2 Allotment (bonus) rights \u2014 R-A-X-X-X-*- <\/td>\n<\/tr>\n | ||||||
40<\/td>\n | 6.5.3 Subscription rights \u2014 R-S-*-X-X-*- 6.5.4 Purchase rights \u2014 R-P-*-X-X-*- <\/td>\n<\/tr>\n | ||||||
41<\/td>\n | 6.5.5 Warrants \u2014 R-W-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
42<\/td>\n | 6.5.6 Mini-future certificates\/constant leverage certificates \u2014 R-F-*-*-*-*- 6.5.7 Depositary receipts on entitlements \u2014 R-D-*-X-X-*- <\/td>\n<\/tr>\n | ||||||
43<\/td>\n | 6.5.8 Others (miscellaneous) \u2014 R-M-X-X-X-X- 6.6 Listed options \u2014 O-*-*-*-*-*- 6.6.1 Description 6.6.2 Call options \u2014 O-C-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
44<\/td>\n | 6.6.3 Put options \u2014 O-P-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
45<\/td>\n | 6.6.4 Others (miscellaneous) \u2014 O-M-X-X-X-X- 6.7 Futures \u2014 F-*-*-*-*-X- 6.7.1 Description 6.7.2 Financial futures \u2014 F-F-*-*-*-X- <\/td>\n<\/tr>\n | ||||||
46<\/td>\n | 6.7.3 Commodities futures \u2014 F-C-*-*-*-X- <\/td>\n<\/tr>\n | ||||||
47<\/td>\n | 6.8 Swaps \u2014 S-*-*-*-*-*- 6.8.1 Description 6.8.2 Rates \u2014 S-R-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
48<\/td>\n | 6.8.3 Commodities \u2014 S-T-*-*-X-*- <\/td>\n<\/tr>\n | ||||||
50<\/td>\n | 6.8.4 Equity \u2014 S-E-*-*-X-*- 6.8.5 Credit \u2014 S-C-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
52<\/td>\n | 6.8.6 Foreign exchange \u2014 S-F-*-X-X-*- 6.8.7 Others (miscellaneous) \u2014 S-M-*-X-X-*- <\/td>\n<\/tr>\n | ||||||
53<\/td>\n | 6.9 Non-listed and complex listed options \u2014 H-*-*-*-*-*- 6.9.1 Description 6.9.2 Rates \u2014 H-R-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
55<\/td>\n | 6.9.3 Commodities \u2014 H-T-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
56<\/td>\n | 6.9.4 Equity \u2014 H-E-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
57<\/td>\n | 6.9.5 Credit \u2014 H-C-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
58<\/td>\n | 6.9.6 Foreign exchange \u2014 H-F-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
59<\/td>\n | 6.9.7 Others (miscellaneous) \u2014 H-M-*-*-*-*- <\/td>\n<\/tr>\n | ||||||
60<\/td>\n | 6.10 Spot \u2014 I-*-*-X-X-*- 6.10.1 Description <\/td>\n<\/tr>\n | ||||||
61<\/td>\n | 6.10.2 Foreign exchange \u2014 I-F-X-X-X-P- 6.10.3 Commodities \u2014 I-T-*-X-X-X- 6.11 Forwards \u2014 J-*-*-X-*-*- 6.11.1 Description <\/td>\n<\/tr>\n | ||||||
62<\/td>\n | 6.11.2 Equity \u2014 J-E-*-X-*-*- 6.11.3 Foreign exchange \u2014 J-F-*-X-*-*- <\/td>\n<\/tr>\n | ||||||
63<\/td>\n | 6.11.4 Credit \u2014 J-C-*-X-*-*- 6.11.5 Rates \u2014 J-R-*-X-*-*- <\/td>\n<\/tr>\n | ||||||
64<\/td>\n | 6.11.6 Commodities \u2014 J-T-*-X-*-*- 6.12 Strategies \u2014 K-*-X-X-X-X- 6.12.1 Description <\/td>\n<\/tr>\n | ||||||
65<\/td>\n | 6.12.2 Rates \u2014 K-R-X-X-X-X- 6.12.3 Commodities \u2014 K-T-X-X-X-X- 6.12.4 Equity \u2014 K-E-X-X-X-X- 6.12.5 Credit \u2014 K-C-X-X-X-X- <\/td>\n<\/tr>\n | ||||||
66<\/td>\n | 6.12.6 Foreign exchange \u2014 K-F-X-X-X-X- 6.12.7 Mixed assets \u2014 K-Y-X-X-X-X- 6.12.8 Others (miscellaneous) \u2014 K-M-X-X-X-X- 6.13 Financing \u2014 L-*-*-*-X-*- 6.13.1 Description <\/td>\n<\/tr>\n | ||||||
67<\/td>\n | 6.13.2 Loan-lease \u2014 L-L-*-X-X-*- 6.13.3 Repurchase agreements \u2014 L-R-*-*-X-*- <\/td>\n<\/tr>\n | ||||||
68<\/td>\n | 6.13.4 Securities lending \u2014 L-S-*-*-X-*- 6.14 Referential instruments \u2014 T-*-*-*-*-X- 6.14.1 Description <\/td>\n<\/tr>\n | ||||||
69<\/td>\n | 6.14.2 Currencies \u2014 T-C-*-X-X-X- 6.14.3 Commodities \u2014 T-T-*-X-X-X- <\/td>\n<\/tr>\n | ||||||
70<\/td>\n | 6.14.4 Interest rates \u2014 T-R-*-*-X-X- 6.14.5 Indices \u2014 T-I-*-*-*-X- <\/td>\n<\/tr>\n | ||||||
71<\/td>\n | 6.14.6 Baskets \u2014 T-B-*-X-X-X- <\/td>\n<\/tr>\n | ||||||
72<\/td>\n | 6.14.7 Stock dividends \u2014 T-D-*-X-X-X- 6.14.8 Others (miscellaneous) \u2014 T-M-X-X-X-X- 6.15 Others (miscellaneous) \u2014 M-*-*-*-X-*- 6.15.1 Description 6.15.2 Combined instruments \u2014 M-C-*-*-X-*- <\/td>\n<\/tr>\n | ||||||
73<\/td>\n | 6.15.3 Other assets \u2014 M-M-*-X-X-X- <\/td>\n<\/tr>\n | ||||||
74<\/td>\n | Annex A (informative) Classification examples <\/td>\n<\/tr>\n | ||||||
81<\/td>\n | Bibliography <\/td>\n<\/tr>\n<\/table>\n","protected":false},"excerpt":{"rendered":" Securities and related financial instruments. Classification of financial instruments (CFI) code<\/b><\/p>\n |